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About Empire Capital


We believe that many individual investors and small businesses are underserved regarding the investment management services rendered to them. While this might have been the case for some time, we feel it is now especially true given developments in the financial management industry – fee compression, product development, availability of investment data and advancements in financial technology.

Our mission statement is to provide institutional quality investment management and comprehensive planning, to all clients, while controlling costs, and aligning the compensation of the firm to the goals of the client.

Given the above, we can sit on the same side of the table as our clients, working together towards a shared goal. We strongly prefer a team based, long-term approach as opposed to a sales based, commission approach.

With detailed preparation and continuous effort from both the portfolio managers and the clients, our vision is to make the financial management process educational, inspirational, and ultimately rewarding.

Empire’s Guiding Principles

I.   Fortune favors the bold, and fortune favors the aggressive. Those who decide to take risk, dig-in, and work hard are generally rewarded. 
II.   Exhaustive, continuous preparation underpins long-term success.
III.   Management skill and instinct, “in-game execution,” can add significant value.
IV.   Generally, investment decisions should be made absent of human emotions.
V.   Frugality is next to godliness, and discipline next to frugality. Don’t worry, we also value cleanliness.
VI.   Client communication and service is paramount – clients should understand the “how’s and why’s” regarding the management of their assets. Its “Financial Services” with an emphasis on service. Clients should be pleased with the level of service they receive.
VII.   Life lessons hold true for portfolio management and financial planning.




(765) 652-2015
Send us a message
23 South 8th Street, Suite 1200
Noblesville, IN 46060
By Appointment
7 days a week

Advisory services offered through United Advisor Group LLC., a Registered Investment Adviser. Empire Capital LLC and United Advisor Group are not affiliated.

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